Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities ...

After launching an HBAR ETF trust in October, Canary Capital applied with the SEC to list and trade shares of the spot Hedera ...

Vale SA (VALE) has released an update. Vale S.A., the Brazilian mining giant, has submitted its latest regulatory filing to the U.S. Securities ...

Division of Examinations (Division) published an analysis of the most common deficiencies identified across its three core registered investment company (RIC) examination areas: effectiveness of ...

To facilitate ease of onboarding of Foreign Portfolio Investors and reduce duplication of available information, markets ...

has filed a registration statement on Form S-4 with the Securities and Exchange Commission (“SEC”) relating to the previously announced proposed merger ( the “Merger”) with Verde Bioresins, Inc.

The CFP selection committee must be squirming. What to do with this logjam of bubble teams? Here's a fresh bracket projection ...