Rari Capital has settled charges by the Securities and Exchange Commission (SEC), which claims the firm engaged in ...

Hedge fund Two Sigma is likely to have to pay as much as $100 million to resolve a U.S. Securities and Exchange Commission ...

Macquarie Investment Management Business Trust agreed to settle allegations by the Securities and Exchange Commission that ...

On September 9, 2024, the Securities and Exchange Commission (SEC) announced settled charges against seven public companies ...

Terraform Labs received court approval on Thursday to wind down its operations in bankruptcy after agreeing to settle a U.S.

Two crypto-friendly US lawmakers want U.S. Securities and Exchange Commission (SEC) Chair Gary Gensler to clarify the ...

Stocks are currently priced in increments of one-cent. But a move by the SEC could lower transaction costs for consumers.

Terraform Labs, the creator of the Terra blockchain protocol, has secured court approval to proceed with its bankruptcy ...

The US Securities and Exchange Commission (SEC) has taken its first action against crypto "pig butchering" scams.

The SEC has laid charges on alleged romance scammers for the first time, claiming two fake crypto exchanges swindled ...

Wall Street's top regulator on Wednesday is set to adopt new rules for pricing stocks at less than a penny, part of a larger ...

The Securities and Exchange Commission adopted amendments to Reg. NMS on September 18, 2024, covering a broad range of market ...