Regulations protecting people from telemarketing scams now cover tech support scams, which have cost victims hundreds of ...

Atkins is a top contender for the job to replace outgoing SEC Chair Gary Gensler, the people said, who weren’t authorized to ...

Gensler’s resignation as Chair of the Commission not only signals a new direction for the agency but will most likely result ...

President-elect Donald Trump’s transition team has interviewed Paul Atkins, a veteran financial regulator and eminence grise ...

Group said to have made submission stating it didn't disclose US probe as matter was sub judice, no charges were affirmed ...

Three Democratic SEC commissioners should resign before the new president is sworn in to allow the new president to appoint ...

The US Chamber of Commerce has urged the DC Circuit to reinstate SEC rules restricting ISS and other proxy advisory firms, as ...

Conflicts of interest should be considered when choosing an adviser to ensure the relationship is working for the client.

Find out how the asset management industry is regulated and how those regulations fit within the broader scope of financial ...

In the second part of this legal update series, we summarize the key takeaways from the Division of Examinations’ (Division) 2025 priorities ...

The former investment banker never shies from a fight, yet has said he’ll resign from his SEC chair post the same day Donald ...

CFTC commissioner calls for clear crypto regulations, cites challenges with existing laws and need for legislative reforms ...