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These factors make it difficult to pin down a single, clear definition of independence in the Canadian securities industry. Each situation requires a nuanced understanding of what independence means ...
Gary Gensler, SEC chair, continues to reiterate the insider trading SEC definition: “If somebody is raising money selling a token and the buyer is anticipating profits based on the efforts of ...
The SEC’s cybersecurity disclosure rules come with strict documentation requirements, especially as it relates to 8-K and ...
Coach Nate Oats and SEC preseason player of the year Mark Sears ... But what does mudita mean by definition? According to an article from the University of Nebraska-Lincoln, the term doesn't ...
Securities and Exchange Board of India (SEBI) may expand the ambit of Unpublished Price Sensitive Information (UPSI) by ...
Proposed review of the definition of Unpublished Price Sensitive Information (UPSI) under SEBI (Prohibition of Insider Trading) Regulations, 2015 to bring regulatory clarity, certainty and uniformity ...
Explore the key differences between hedge funds and mutual funds, their advantages and disadvantages, and find out which ...
Verizon and AT&T both said the fines violate their Seventh Amendment right to a jury trial, and that the location data ...
Binance takes on the SEC, arguing that the regulator’s allegations are based on flawed assumptions. The company claims that ...