In the latest actions, nine RIAs agreed to pay $1.2 million in combined civil penalties to settle charges that they made false or umsubstantiated claims in their advertising to investors.

Robeco Institutional Asset Management, J O Hambro Capital Management and Janus Henderson Investors are among firms that see a role for stocks exposed to nuclear energy in their portfolios, according ...

The bond market has ended its long flirtation with the Federal Reserve cutting interest rates by half a point this month as resilient inflation and labor market data reinforce a measured course of ...

Underlying US inflation unexpectedly picked up in August on higher prices for housing and travel, undercutting the chances of an outsize Federal Reserve interest-rate cut next week. The so-called core ...

This helps explain why the best-performing asset class since the last Fed meeting has been long-term Treasury bondsm which climbed more than 6% since July 31. Gundlach also said the bond market is ...

LPL today announced that an Ameriprise team that managed $650 million in advisory, brokerage and retirement plan assets has joined its broker-dealer, RIA and custodial platforms in Santa Rosa, Calif.

Mortgage rates track US government securities, and the yield on the 10-year Treasury note has fallen to a one-year low in anticipation of a series of interest-rate cuts by the Federal Reserve.

Treasury yields pushed higher while the dollar pared early losses after the print, and bullion whipsawed in response before edging lower. Swap traders now nearly erased bets on a jumbo rate cut by the ...

Raymond James, JPMorgan, Schwab and UBS have been added to the list of companies sued over cash sweep accounts.

Overall, online prices fell 4.4% in August from a year earlier, the 24th consecutive month that they’ve posted an annual decline, according to Adobe’s Digital Price Index.

While organic growth is a vital goal for wealth management firms, it is a rare gem. For instance, many RIA aggregators turn out to be poor investments, as simply combining RIAs and cutting their costs ...

The Fed will also update its so-called dot plot of key economic estimates at the Sept. 19 meeting. The Fed’s last dot plot estimated a 4% to 4.25% Fed funds rate at end of 2025. That should be closer ...