Sebi, technical glitches
SEBI eases automatic penalty norms for MD, CTOs for tech glitches
MIIs have been asked to disclose on their websites (and in their respective annual reports) the details of financial disincentive on account of technical glitches.
SEBI eases penalties for technical glitches, shifts focus to Market Infrastructure Institutions
The Securities and Exchange Board of India ( SEBI ) announced on Friday that financial penalties for technical glitches will now be imposed solely on Market Infrastructure Institutions (MIIs), such as stock exchanges,
SEBI Eases Penalty Guidelines, Targeting MIIs Instead Of Individual Executives For Tech Failures
MIIs and their MDs and CTOs faced automatic financial penalties for technical glitches if certain criteria were not met.
Sebi Eases Penalties for Tech Glitches, Limits Liability to MIIs
Sebi has eased financial penalties for technical glitches in market infrastructure institutions (MIIs), limiting liability to the MIIs instead of their MDs or CTOs. The new framework aims to promote ease of doing business for MIIs.
Sebi relaxes financial disincentives norms for technical glitches, restricts it to Market Infrastructure Institutions
Securities and Exchange Board of India (Sebi) on Friday relaxed rules governing financial disincentives imposed by the regulator on Market Infrastructure Institutions (MIIs) and individuals for omissions and commissions leading to technical glitches.
Sebi, RTI
Congress slams SEBI over RTI rebuff
Sebi Proposes Mandatory Electronic Payments for Dividends and Interest to Streamline Processes
Sebi suggests that all listed entities make payments electronically to improve efficiency and security for investors, ...
The Financial Express1h
SEBI says details of instances when Madhabi Buch recused on conflict of interest not ‘readily available’
SEBI also declined to release copies of Buch's financial declarations to the government and SEBI Board, citing "personal information" and potential threats to personal safety. The Securities and ...
The Telegraph21m
No information on Sebi chairperson Madhabi Puri Buch's recusal list, RTI application shows
The Securities and Exchange Board of India (Sebi) has said it does not have readily available information on cases where ...
Moneylife17h
SEBI Contradicts Own Release, Denies Information on Madhabi Puri Buch's Appointment, Asset Declaration and Recusal
Except for the dates of appointment, market regulator Securities & Exchange Board of India (SEBI) does not have any ...
‘Articulate allegations that constitute graft’: Lokpal to complainants against SEBI chief
Although the 11-page order has redacted the names of both the complainants and the subject of the complaint — the SEBI ...
Sebi grants permission for mutual funds to both buy and sell Credit Default Swaps
The regulator said in a circular that this flexibility to participate in CDS would serve as an additional investment product ...
inc421d
SEBI Tweaks Framework For Valuing Investment Portfolios Of AIFs
SEBI has announced a modified framework for valuing the investment portfolios of alternative investment funds (AIFs).
Sebi bars Axis Capital from taking new debt merchant banking assignments
After an inspection by the regulator, it was found that Axis Capital had provided guarantees for the redemption of NCDs of ...