Shariah-Compliant Advisor Firm Paid Athletes for Endorsements, Regulators Say. Now It Owes the SEC $250,000.
The SEC alleges that Wahed Invest promoted its practice through endorsements from professional athletes without disclosing ...
Business Insider12d
What is the SEC? A Comprehensive Guide to the Securities and Exchange Commission
From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...
SEC Chair wishes Bitcoin a ‘sweet sixteen’ for white paper anniversary
Gary Gensler, Chair of the United States Securities and Exchange Commission (SEC), has had mixed messages about ...
JD Supra8d
The SEC’s cybersecurity and disclosure rules: The questions compliance pros still have
The SEC’s cybersecurity disclosure rules come with strict documentation requirements, especially as it relates to 8-K and ...
JD Supra5d
ADA Compliant Websites: Uptick in Litigation Against Financial Services Firms, Increased Regulatory Attention
Amid a notable recent uptick in website accessibility cases, both threatened and filed, against financial services companies alleging violations ...
decrypt9d
Ethereum Gaming Firm Immutable Says SEC Is Threatening Lawsuit Over IMX Token Sales
Like OpenSea, Uniswap, and other crypto firms, Immutable says it is the target of SEC scrutiny—describing the notice as an ...
From enforcer to advocate: Ex-SEC lawyer talks lessons learned from crossing the crypto divide
Ladan Stewart spent eight years as an enforcement attorney at the Securities and Exchange Commission before leaving to ...
Insurancenewsnet.com11d
Advisor to SEC: show the court your guidance on commission payments
A Massachusetts financial advisor also licensed as an insurance agent is asking a judge to force the Securities and Exchange Commission to explain its stance on commission payments. In March 2023 ...
Binance Asks to Ax SEC Claims, Says Crypto Sales Not Securities
The SEC failed to adequately plead claims that the Binance.US cryptocurrency exchange violated securities laws by failing to ...
Business Wire16d
Logitech Files Quarterly Report on Form 10-Q
SIX Swiss Exchange Ad hoc announcement pursuant to Art. 53 LR — Logitech International (SIX: LOGN) (Nasdaq: LOGI) today ...
Eagle-Tribune3d
Qualcomm Earnings Release Available on Company’s Investor Relations Website
Qualcomm Incorporated (NASDAQ: QCOM) today announced the Company’s financial results for its fourth quarter and fiscal 2024 through an earnings release that is available on the Qualcomm Investor ...
Internet of People11d
Consensys lays off 20% of its total workforce
Consensys, a primary supporter of the Ethereum network, recently announced a reduction of 20% in its workforce.